The U.S. Securities and Exchange Commission (SEC) issued an order in August denying a whistleblower award to an individual who provided the agency with evidence that a defendant in a previously filed ...

This year has seen a record percentage of whistleblower claim denials by the U.S. Securities and Exchange Commission.[1] This rising trend of award denials is a departure from the SEC’s previous track ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

WASHINGTON (AP) — The Securities and Exchange Commission is giving its biggest award yet, about $30 million, to a whistleblower who provided key information that led to an enforcement action in a ...

Companies have learned, some the hard way, that even standard confidentiality or separation agreements can violate whistleblower protections if they lack explicit carve-outs for reporting to ...

Chairman Gary Gensler is targeting a deadline that has been a point of contention for years between activist investors and public companies. SEC Wants More Climate Disclosures. Businesses Are ...